A Quick Reference Guide For Investors

Issued by : Securities and Exchange Board of India,
Securities & Exchange Board of India
Earnest House, 14th Floor, Nariman Point, Mumbai 400 021

Dear Investor,

Now that you have become a stakeholder in a listed company, SEBI welcomes you to the securities market. SEBI i.e. Securities and Exchange Board of India, a statutory body constituted by the Government of India, stands committed to the assigned objective of protecting investors in the securities market.

Ensuring disclosure of full, fair and adequate information has been the hallmark of SEBI’s regulatory principle. In continuation of its efforts in that direction, SEBI wishes to make you aware of

  • the rights that you have as a stakeholder in a company,
  • the responsibilities that are cast on you,
  • the risks that you have assumed,
  • the procedures relating to trading and transfer of the securities and
  • the remedies for problems that you may encounter.

We hope that this material will give you appropriate guidance, though in brief, whenever you have a question in your mind. For detailed guidance, you may approach your broker, the investor service centres of the stock exchanges, and the Investor Guidance Division of the Securities and Exchange Board of India.


Risk Revisited Your Rights
 
Your Responsibilities Trading of securities
 
Transfer of securities Depository and dematerialisation
 
Grievance Redressal Offices of SEBI
 
KEY TERMS  


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